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The Latest Breaking News from the Securities and Exchange Commission

Sam Altman was ‘0%’ excited to be a CEO of a public company—but OpenAI is taking steps to compete in the AI IPO blitz anyway

OpenAI filed preliminary confidential paperwork with the Securities and Exchange Commission, setting the stage for an imminent IPO.

Fortune

SEC Says Advisor Fee Conflicts Are Still Showing Up: 6 Form ADV Lines Investors Should Review

Choosing a financial advisor often feels like hiring a guide for a long road trip. Most investors focus on credentials, experience, and personality, but another factor deserves just as much attention: how that advisor gets paid. The Securities and Exchange Commission recently highlighted ongoing concerns about economic conflicts of interest…

The Free Financial Advisor

SEC formally proposes rescinding Biden-era climate disclosure rule

The Securities and Exchange Commission (SEC) formally proposed rescinding its 2024 climate-risk disclosure rule on May 29, 2026. SEC Chair Paul Atkins directed the proposal, which states that the 2024 rules are "a dramatic overreach of the Commission's statutory authority and, independently, unsound as a matter of policy."

Ballotpedia

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Supreme Court upholds broad reading of SEC authority to recoup ill-gotten gains in fraud cases

The Supreme Court has upheld a broad reading of the authority of the Securities and Exchange Commission to recoup ill-gotten gains from people who engage in securities fraud

The Independent UK

SEC to launch targeted crackdown on financial crime

The Securities and Exchange Commission (SEC) is rolling out one of its most significant anti-financial crime initiatives in recent years, aiming to close loopholes that fraudsters, money launderers and cybercriminals could exploit to channel illicit funds through Thailand's capital markets.

Bangkok Post

SEC moves to repeal rule that requires companies to report greenhouse gas emissions and climate risk

In the latest action to undo Biden-era regulations on climate change, the Securities and Exchange Commission has proposed repealing a rule that requires some public companies to report their greenhouse gas emissions and the risks they face from global warming

The Independent UK

Crypto futures, ETFs being prepped for Q3 rollout

The Securities and Exchange Commission (SEC) is on course to launch crypto exchange-traded funds (ETFs) and crypto futures in the third quarter of this year as part of the regulator's efforts to modernise the country's capital markets and attract long-term investment flows.

Bangkok Post

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If you purchased or acquired Unikoin Gold (UKG) directly from Unikrn, Inc., between June 11, 2017, and November 7, 20217, you may be eligible for a payment from the Unikrn Fair Fund.

COSTA MESA, Calif., May 21, 2026 /PRNewswire/ -- The following statement is being issued by Simpluris, Inc., the SEC-appointed Fund Administrator. UNITED STATES OF AMERICABefore the SECURITIES AND EXCHANGE COMMISSIONIn the Matter of Unikrn, Inc.Administrative Proceeding File No. 3-20003If you purchased or acquired Unikoin Gold (UKG) directly from Unikrn, Inc.,…

AAP

SEC moves to rescind 2024 climate disclosure rule

The Securities and Exchange Commission (SEC) submitted a proposal to rescind its 2024 climate-risk disclosure rule to the Office of Information and Regulatory Affairs on May 4, 2026. The rule never took effect because litigation paused its implementation shortly after adoption.

Ballotpedia

US authorities moving to end fraud cases against Gautam Adani

US authorities are nearing a resolution for fraud charges against Indian billionaire Gautam Adani. The Justice Department may drop its case soon. The Securities and Exchange Commission is also working to settle its parallel civil fraud case. This development would significantly benefit the Adani Group, clearing the path for international…

The Economic Times

Crypto lessons from 2025 that can help you make better trading decisions in 2026

Navigating a market that’s in a continuous state of development, such as crypto, means there’s always something new to learn. And it just so happens that 2025 was a particularly busy year for the crypto industry, with plenty of interesting events to learn from. Bitcoin reached a new all-time high,…

inkl

We'll Soon Be Able to Buy and Sell Stocks 24/7, but Should We?

The major stock exchanges are pushing toward all-day trading. It could help some investors, but not everyone loves the idea of a market that never sleeps.

Kiplinger

Investing Scams: How to Protect Yourself and Your Money

Investors are prime targets for scammers – and the financial hit if you're impacted can be massive. Here's what to watch for and how to protect yourself.

Kiplinger

Short-Selling Hedge Funders Catch A Break From SEC — Again

For the second time in as many years, the Securities and Exchange Commission (SEC) — the agency dedicated to protecting everyday investors — has gifted Wall Street's elite short sellers a lengthy two-year extension.

Benzinga

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Benzinga

Home Depot Q3 FY25 Earnings Call Transcript

Home Depot (NASDAQ:HD) reported third-quarter financial results before the market open on Tuesday. The transcript from the company’s earnings call has been provided below. HD shares are sliding on disappointing news. Check the full analysis here. This transcript is brought to you by Benzinga APIs. For real-time access to our entire…

Benzinga

GameStop Stock Is Sliding Friday: What's Going On?

GameStop Corp (NYSE:GME) shares are trading lower Friday morning. The company filed a prospectus with the Securities and Exchange Commission to sell an unspecified amount of various securities in the future. .

Benzinga

Nvidia CEO Jensen Huang Sells $42 Million Stake As Stock Touches New All-Time High

Nvidia Corp.’s (NASDAQ:NVDA) co-founder and CEO, Jensen Huang, has sold another significant block of the company’s stock this week, according to regulatory filings with the Securities and Exchange Commission.

Benzinga

XCel Brands Stock Soars 66% After-Hours: What's Driving the Surge?

XCel Brands Inc. (NASDAQ:XELB) saw its shares rise 66.47% to $2.88 during after-hours trading on Thursday, after announcing a settlement agreement and equity transfer deal with the Securities and Exchange Commission.

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Benzinga

Why SHF Holdings Stock Is Surging 283% Overnight?

SHF Holdings Inc. (NASDAQ:SHFS) shares skyrocketed 283.13% to $12.49 during after-hours trading on Tuesday, following the company’s announcement of a major equity financing agreement filed with the Securities and Exchange Commission.

Benzinga

AGM Group Holdings Stock Shoots Up 159% After Hours: Here's What's Happening

AGM Group Holdings Inc. (NASDAQ:AGMH) surged 158.74% during after-hours trading to $5.77, up from its $2.23 closing price on Thursday, following the filing of Form 6-K with the Securities and Exchange Commission.

Benzinga

Bitcoin, Ethereum, XRP, Dogecoin Unmoved Even As SEC's Policy Changes Hint At Quicker Crypto ETFs; Analyst Sees BTC's Rally To $130,000 After Pullback

Leading coins traded sideways Thursday even as the Securities and Exchange Commission eased rules for listing institutional cryptocurrency products.

Benzinga

Elizabeth Warren, Jack Reed Warn SEC Against 'Significant Mistake' Of Curbing Shareholder Lawsuits Against Companies: Report

Sen. Elizabeth Warren (D-Mass) and other democrats have reportedly issued a stern warning to the Securities and Exchange Commission (SEC) against any potential policy change that could limit shareholders’ ability to sue companies.

Benzinga

Robinhood Unveils New Fund To Open Private Markets To Everyday Investors

Robinhood Markets Inc. (NASDAQ:HOOD) is moving to expand retail investor access to private companies through the launch of Robinhood Ventures Fund I (RVI), a closed-end fund that has filed an initial registration statement on Form N-2 with the Securities and Exchange Commission. The fund will be managed by Robinhood Ventures…

Benzinga

Trump Wants To Scrap Quarterly Earnings Reports, Says Six-Month Cycle Would Save Costs And Help Managers Focus On Long-Term Growth (UPDATED)

Editor’s Note: This article has been updated with more details.

Benzinga

Asset Entities Stock Is Trading Higher Monday: What's Going On?

Asset Entities (NASDAQ:ASST) shares are trading higher Monday after the company announced the Securities and Exchange Commission declared its registration statement on Form S-4, related to the previously announced proposed merge with Strive Enterprises, effective.

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